Securities Act Registration No. 333-204808
Investment Company Act Registration No. 811-23066
Investment Company Act Registration No. 811-23066
As filed with the Securities and Exchange Commission on September 23, 2019
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
¨ Pre-Effective Amendment No.
ý Post-Effective Amendment No. 151
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý
ý Amendment No. 154
(Check suitable box or containers.)
Northern Lights Fund Trust IV
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code: (402) 895-1600
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
JoAnn M. Strasser
Thompson Hine LLP
forty one South High Street, Suite 1700
Columbus, Ohio 43215
614-469-3265 (phone)
614-469-3361 (fax)
Jennifer Farrell
Gemini Fund Services, LLC
eighty Arkay Drive, Suite 110
Hauppauge, New York 11788
(631) 470-2734 (smartphone)
(631) 813-2884 (fax)
Approximate date of proposed public providing: As soon as practicable after the powerful date of the Registration Statement.
It is proposed that this filing will become powerful:
(X) Immediately upon filing pursuant to paragraph (b)
() On (date) pursuant to paragraph (b)
() 60 days after submitting pursuant to paragraph (a)(1)
() On (date) pursuant to paragraph (a)(1)
() seventy five days after submitting pursuant to paragraph (a)(2)
() On (date) pursuant to paragraph (a)(2) of Rule 485.
If suitable, test the following container:
() This put up-powerful modification designates a brand new effective date for a formerly filed publish-effective amendment.